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Program Assessment
The environment we work in changes every year; from regulatory compliance issues and disclosure requirements to investment due diligence, we stand ready to assist plan sponsors in navigating this complex landscape.
We work with clients in engagement levels that respond to any changes in the economy, market realities, a company's leadership structure - through growth, through contraction, or a merger or acquisition.
So, how do you feel about your current program and its sustainability for the next year, several years, and longer?
Compliance Calendar >
Use this compliance calendar to stay ahead of IRS and Department of Labor deadlines and remain compliant with Corporate-Sponsored Defined Contribution plan guidelines.
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Precept Advisory Group Headquarters, 130 Theory, Suite 200, Irvine, CA 92617
949.955.1430
We are providing this information to you in our capacity as financial professionals with knowledge and experience in the insurance and securities industries, and not as legal or tax advice. The issues addressed may have legal or tax implications to you, and we recommend you speak with your legal counsel and/or tax advisor before choosing a course of action based on any of the information contained herein.
Changes to factual circumstances or to any rules or other guidance relied upon may affect the accuracy of the information provided. Marsh & McLennan Agency LLC is not obligated to provide updates on the information presented herein. This website is solely for informational purposes.
Securities and investment advisory services offered through MMA Securities LLC (MMA Securities), member FINRA / SIPC, and a federally registered investment advisor. Main office: 1166 Avenue of the Americas, New York, NY 10036. Phone: (212) 345-5000. Investment advisory services additionally offered through MMA Asset Management LLC, a federally registered investment adviser. Home office: Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428. Phone; (610) 684-3200. Variable insurance products distributed by MMA Securities LLC, CA OK 81142. Marsh & McLennan Insurance Agency LLC, MMA Securities LLC, and MMA Asset Management LLC are affiliates owned by Marsh & McLennan Companies. Investment advisory services for MMA Prosper WiseSM are offered solely as a registered investment adviser through MMA Securities LLC. Certain investment adviser representatives of both MMA Securities LLC and MMA Asset Management LLC are additionally registered representatives of MMA Securities LLC.
A copy of our written disclosure statement discussing our advisory services and fees is available for your review upon request. Please consult a tax professional for specific tax inquiries and recommendations. Advisory services are only offered to clients or prospective clients where MMA Securities and/or MMA Asset Management, and its representatives, are properly licensed or are exempt from licensure. Past performance is no guarantee of future returns and investing involves risk and possible loss of principal capital. No advice may be rendered unless a client agreement is in place. d/b/a in California as Marsh & McLennan Insurance Agency LLC; CA Insurance Lic: 0H18131.
Copyright © 2025 Marsh & McLennan Agency LLC. All rights reserved. Fee-based investment advisory services available only to residents of states where MMA Securities LLC and MMA Asset Management LLC are registered and its investment adviser representatives are properly licensed or exempt from licensure.