Disclosure Information
Precept Advisory Group LLC (“PA”) is a Registered Investment Adviser (“RIA”) located in Irvine, California. PA and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which PA maintains clients. PA may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. PA’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. As an RIA we have a fiduciary duty to put our clients’ best interests first.
The information contained in this website has been prepared by the Company for informational purposes only and is not intended to constitute advice, financial or otherwise. The information contained in this website is not meant as a substitute for competent financial consulting, nor should it be construed by any consumer and/or prospective client as PA's solicitation to effect, or attempt to effect, transactions in securities, or the rendering of personalized investment advice for compensation. PA does not render or offer to render personalized investment advice or financial planning advice through the PA website. PA's specific advice is given only within the context of our contractual agreements with each client. The PA website is limited to the dissemination of general information about PA's service offerings, and provides an alternative method for prospective clients to learn more about PA and to contact PA. Advice may only be rendered after the delivery of Form ADV-Part 2 and the execution of a consulting or investment advisory agreement by the client and the advisor.
A copy of Precept Advisory Group’s current written disclosure statement, Form ADV Part 2, which discusses PA’s business operations, services and fees is available from PA upon written request.
While PA is committed to bringing you the most up-to-date, accurate and reliable information, it does not guarantee the correctness, accuracy, quality, or reliability of the information contained at this website. The information and opinions contained in the website are provided by PA for personal use and for informational purposes only and are subject to change without notice. Nothing contained in the website constitutes investment, financial, legal, tax or other advice, nor is it to be relied upon in making an investment or other decision. PA’s specific advice is given only within the context of our contractual agreements with each client.
When you access certain links on the PA website you may leave the PA website. PA does not endorse the content of such websites nor the products, services or other items offered through such websites. Any links to other sites are not intended as referrals or endorsements, but are merely provided to the users of PA's website for convenience and informational purposes.
Precept Advisory Group Headquarters, 130 Theory, Suite 200, Irvine, CA 92617
949.955.1430
We are providing this information to you in our capacity as financial professionals with knowledge and experience in the insurance and securities industries, and not as legal or tax advice. The issues addressed may have legal or tax implications to you, and we recommend you speak with your legal counsel and/or tax advisor before choosing a course of action based on any of the information contained herein.
Changes to factual circumstances or to any rules or other guidance relied upon may affect the accuracy of the information provided. Marsh & McLennan Agency LLC is not obligated to provide updates on the information presented herein. This website is solely for informational purposes.
Securities and investment advisory services offered through MMA Securities LLC (MMA Securities), member FINRA / SIPC, and a federally registered investment advisor. Main office: 1166 Avenue of the Americas, New York, NY 10036. Phone: (212) 345-5000. Investment advisory services additionally offered through MMA Asset Management LLC, a federally registered investment adviser. Home office: Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428. Phone; (610) 684-3200. Variable insurance products distributed by MMA Securities LLC, CA OK 81142. Marsh & McLennan Insurance Agency LLC, MMA Securities LLC, and MMA Asset Management LLC are affiliates owned by Marsh & McLennan Companies. Investment advisory services for MMA Prosper WiseSM are offered solely as a registered investment adviser through MMA Securities LLC. Certain investment adviser representatives of both MMA Securities LLC and MMA Asset Management LLC are additionally registered representatives of MMA Securities LLC.
A copy of our written disclosure statement discussing our advisory services and fees is available for your review upon request. Please consult a tax professional for specific tax inquiries and recommendations. Advisory services are only offered to clients or prospective clients where MMA Securities and/or MMA Asset Management, and its representatives, are properly licensed or are exempt from licensure. Past performance is no guarantee of future returns and investing involves risk and possible loss of principal capital. No advice may be rendered unless a client agreement is in place. d/b/a in California as Marsh & McLennan Insurance Agency LLC; CA Insurance Lic: 0H18131.
Copyright © 2025 Marsh & McLennan Agency LLC. All rights reserved. Fee-based investment advisory services available only to residents of states where MMA Securities LLC and MMA Asset Management LLC are registered and its investment adviser representatives are properly licensed or exempt from licensure.