We provide independent investment advisory services, compliance oversight, and retirement plan designs to employers through customized program engagements, fully integrated with each client's total rewards strategy.
Independent Advice in Four Key Areas
As an Investment Advisor registered with the Securities Exchange Commission, we provide transparent ERISA 3(21) Investment Advisory services to employers. As part of our service model, we deliver Fiduciary Risk Management and Oversight, Plan Design Consulting, and Retirement Plan customization. Clients often partner with us on project-specific engagements to help them review investment providers record-keepers.
Investment Advisory and Fiduciary Services
- Serve as your ERISA 3(21) Fiduciary
- Provide risk insight company and committee
- Qualitative and quantitative investment reviews
- Independent and unbiased recommendations
Are your participants experiencing a successful retirement program? >
Provider Review, RFP, and Fee/Service Negotiations
- Your advocate in leveraging provider resources and negotiating fees
- Conduct RFP/RFI to identify market-leading providers and best-fit partners
- Oversee all aspects of plan conversions as an extension of your HR/Benefits team
Plan Design Consulting, Optimization, and Benchmarking
- Focus on the company's total rewards strategy
- Optimize dollars to maximize participation and retirement readiness
- Benchmark to industry standards to attract and retain top talent
Customized Services
- Supplemental plan considerations like non-qualified deferred compensation plans
- Project engagement during mergers and acquisitions, plan terminations, acquisitions, etc.
Our Approach
Assist plan fiduciaries in understanding their roles and responsibilities.
Establish and promote process-centric plan governance committees to maximize retirement savings outcome for plan participants, while minimizing risks.
Align our clients with "best fit" providers to deliver outstanding investment platforms, and administrative and participant services at a competitive cost.
Transform our clients' plans to meet "best practices" using an integrated service model approach to plan management - from plan design consulting to operational and compliance review and ongoing investment due diligence.
Educate employees and promote plan benefits to help maximize retirement plan savings for participants. Our ultimate goal is for participants to have a successful retirement experience.
Team strategy focus on partnership with fiduciary committees
Precept Advisory Group Headquarters, 130 Theory, Suite 200, Irvine, CA 92617
949.955.1430
Investment advisory services are available through Precept Advisory Group, an investment adviser registered with the U.S. Securities & Exchange Commission (CRD# 152776).
Precept Advisory Group, LLC, is a Division of McGriff Insurance Services, LLC. Truist and its representatives do not offer tax advice. Consult your tax or legal professional regarding your individual circumstances.
Copyright © 2023, Precept Advisory Group. All rights reserved. Securities, Insurance and Advisory Services are: NOT A DEPOSIT • NOT FDIC-INSURED • NOT GUARANTEED BY THE BANK • NOT INSURED BY ANY STATE OR FEDERAL GOVERNMENT AGENCY • MAY GO DOWN IN VALUE
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